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Cellular phenotype and extracellular vesicles: basic and clinical considerations.

1. January 2014

STEM CELLS AND DEVELOPMENT Volume 23, Number 13, 2014
Ó Mary Ann Liebert, Inc.
DOI: 10.1089/scd.2013.0594
Cellular Phenotype and Extracellular Vesicles: Basic and Clinical Considerations
Peter J. Quesenberry,1–3 Laura R. Goldberg,1–3 Jason M. Aliotta,1 Mark S. Dooner,2 Mandy G. Pereira,2 Sicheng Wen,1 and Giovanni Camussi4
Early work on platelet and erythrocyte vesicles interpreted the phenomena as a discard of material from cells. Subsequently, vesicles were studied as possible vaccines and, most recently, there has been a focus on the effects of vesicles on cell fate. Recent studies have indicated that extracellular vesicles, previously referred to as microvesicles or exosomes, have the capacity to change the phenotype of neighboring cells. Extensive work has shown that vesicles derived from either the lung or liver can enter bone marrow cells (this is a prerequisite) and alter their fate toward that of the originating liver and lung tissue. Lung vesicles interacted with bone marrow cells result in the bone marrow cells expressing surfactants A–D, Clara cell protein, and aquaporin-5 mRNA. In a similar vein, liver-derived vesicles induce albumin mRNA in target marrow cells. The vesicles contain protein, mRNA, microRNA, and noncoding RNA and variably some DNA. This genetic package is delivered to cells and alters the phenotype. Further studies have shown that initially the altered phenotype is due to the transfer of mRNA and a transcriptional modulator, but long-term epigenetic changes are induced through transfer of a transcriptional factor, and the mRNA is rapidly degraded in the cell. Studies on the capacity of vesicles to restore injured tissue have been quite informative. Mesenchymal stem cell-derived vesicles are able to reverse the injury to the damaged liver and kidney. Other studies have shown that mesenchymal stem cell- derived vesicles can reverse radiation toxicity of bone marrow stem cells. Extracellular vesicles offer an intriguing strategy for treating a number of diseases characterized by tissue injury.
Extracellular Vesicles: Basic Considerations
Early reports of membrane enclosed vesicles origi- nating from platelets and red blood cells [1,2] were ini- tially interpreted as these cells emitting their cellular debris. Subsequently, there has been extensive work in characteriz- ing cells from a wide variety of tissues/cells and clinical interest in utilizing vesicles as vaccines for cancer therapy [3]. Studies on the cellular origins of vesicles have made great progress resulting in the awarding of Nobel prizes to Drs. James E. Rothman, Randy W. Schekman, and Thomas C. Sudhof ‘‘for their discoveries of machinery regulating vesicle traffic, a major transport system in our cells.’’ Other work has proceeded on the interactions of vesicles with dif- ferent, normal, or neoplastic tissues and cells. The nature of such extracellular vesicles has been hotly debated. Various terms have been used to describe them, but most commonly, exosomes and microvesicles. It has been argued that exo- somes derive from multivesicular bodies (MVBs), an en- dosomal intermediate compartment directing endocytosed cargo for lysosomal degradation [4]. The MVBs are also
capable of fusing to the plasma membrane and releasing vesicles. These exosomes were defined as lipid bilayer en- closed vesicles with a diameter of *50–100nm. Micro- vesicles, on the other hand, were felt to be formed directly by blebbing off the plasma membrane; these ranged in size from 100 to 1,000 nm [5]. There was, however, a good deal of overlap between these entities and extensive recent work had indicated that the nature of vesicles varies with the cell of origin and the condition of the cell of origin. Other factors such as gender, age, circadian rhythms, fasting state, medi- cation exposure, and physical activity also may influence the number and nature of vesicles under different conditions [6– 11]. Vesicles have been studied most extensively in plasma and serum [12], but have also been isolated from pleural effusions [13], ocular effluent and aqueous humor [14], breast milk [15], ascites [16], amniotic fluid [17], semen [18], saliva [19], cerebrospinal fluid [20], and urine [21]. In addition, vesicles derive from virtually all tissues in culture. Exosomes have been characterized by the presence of membrane pro- teins such as tetraspanins (CD63, CD81, CD9, and CD82), MHC molecules, cytosolic proteins such as stress proteins,
Departments of 1Medicine, 2Medical Oncology Research, and 3Hematology/Oncology, Rhode Island Hospital, Providence, Rhode Island. 4Department of Internal Medicine, University of Torino, Torino, Italy.

TSG101, Alix, cytoskeletal proteins (actin, tubulin), and milk-fat globule (MFG)-E8 (or lactadherin). However, these proteins are not present on all exosomes, their presence varies with source and condition of exosomes and they may be expressed on vesicular entities in the microvesicle size range. At the initial meeting of The International Society of Extra- cellular Vesicles in Gothenburg, Sweden (April, 2012), there was much discussion about the naming of vesicles and the distinction between exosomes and microvesicles (MV). Gi- ven the overlapping characteristics and the wide differences in characteristics depending upon the source of vesicles along with many other variables, it was finally decided that, not quite by consensus, we should encompass exosomes and microvesicles under the inclusive term, extracellular vesi- cles. A critical consideration was the appropriate approach to isolate such vesicles for study. A number of methods have been used, but most are using variants of differential ultra- centrifugation with or without density gradient separations [22]. Other approaches have included size exclusion, im- munoaffinity, and microfluidics [23–25]. Our approaches have focused on the biologic impact of vesicle exposure, and thus, we considered it important to use an inclusive approach and selected differential ultracentrifugation as described by Thery et al. [22] The other approaches have their advocates and may be particularly suited for specific experimental approaches, but are selective in nature each excluding different populations of vesicles. Having selected differential centrifugation where specimens are depleted of cells by a low-speed centrifugation (300 g) and then se- quentially subjected to a 10,000 g spin and the supernatant from that spin to a 100,000 g spin, with the final pellet re- presenting the exosome population, we belatedly realized that we were excluding the larger microvesicle population present in the 10,000 g pellet and are now repeating studies looking at the whole population (330–100,000 g), the exo- some population (300–10,000–100,000 g) and the larger microvesicle population (300–10,000 g).
These extracellular vesicle populations have been charac- terized as to protein content, RNA (microRNA, mRNA, noncoding RNA), DNA, mitochondrial DNA, and glycolipids with varying results dependent upon source of vesicles, na- ture of separative approach, and many other variables.
Vesicle Transfer of RNA and Target Cell Phenotype Change
Our focus has been on the capacity of extracellular ves- icles to alter the phenotype of marrow target cells by transferring different nucleotide or protein populations. Seminal work by Ratajczak et al. [26,27] indicated the po- tential of protein and RNA vesicle transfer to specific target cells. These investigators isolated vesicles from embryonic stem (ES) cells and incubated them with lineage-negative Sca- 1+ progenitor stem cells in a murine system. They dem- onstrated significant (i) enhanced survival and improved expansion of murine hematopoietic progenitors, (ii) upre- gulation of the expression of early pluripotent (Oct-4, Nanog, and Rex-1) and early hematopoietic stem cell (Scl, HoxB4, and GATA2) markers in these cells, and (iii) induced phos- phorylation of MAPK p42/44 and serine–threonine kinase AKT. Furthermore, molecular analysis revealed that ES ves- icles are selectively highly enriched in mRNA for several
pluripotent transcription factors as compared with parental ES cells. This mRNA could be delivered by ES vesicles to target cells and translated into the corresponding proteins. The biological effects of ES vesicles were inhibited after heat inactivation or pretreatment with RNase, indicating a major involvement of protein and mRNA components of ES-MV in the observed phenomena.
In a similar vein, by studying murine lung originator cells and murine target marrow cells, Aliotta et al. [28–30] showed that lung RNA was transferred to marrow cells inducing the expression of lung-specific mRNAs (surfactants A–D, Clara cell-specific protein, and aquaporin-5) and proteins and al- tering the function of marrow cells toward that of pulmonary cells. This later was shown by the increase in prosurfactant- positive pulmonary cells after transplant with vesicle exposed marrow.
Valadi et al. [31] also demonstrated that exosomes from a mouse and a human mast cell line (MC/9 and HMC-1, respectively), as well as primary bone marrow-derived mouse mast cells contain RNA from *1,300 genes. In vitro trans- lation proved that the exosome mRNAs were functional. Quality control RNA analysis of total RNA derived from exosomes also revealed the presence of small RNAs, includ- ing microRNAs. The RNA from mast cell exosomes was transferable to other mouse and human mast cells. After transfer of mouse exosomal RNA to human mast cells, new mouse proteins were found in the recipient cells, indicating that transferred exosomal mRNA can be translated after en- tering another cell.
In addition, Deregibus et al. [32] showed that endothelial progenitor cell-derived microvesicles could activate an angio- genic program in endothelial cells by a horizontal transfer of mRNA. They also showed that transferred mRNA can be translated into proteins in the recipient cells using micro- vesicles containing the green fluorescence protein mRNA. The group from Torino has since shown the capacity of vesicles from mesenchymal stem cells to transfer RNA, to reverse in- jury to renal and liver tissue, and to reverse the cancer phe- notype of cell line hepatoma, sarcoma, and ovarian cancer cells (see Vesicle Alteration of Cell Fate and Tissue Repair).
Providence Experience
We entered the vesicle field by a lateral movement from the stem cell field. We had been studying the capacity of marrow stem cells to assume the markings of nonhematopoietic cells, skeletal muscle, skin, or lung cells [33–35], predominantly lung cells. These phenomena were termed stem cell plasticity, an area that generated a great deal of needless and destructive controversy [36]. We had demonstrated that engraftment of the green fluorescent protein (GFP)-expressing marrow cells into lethally irradiated mice resulted in the appearance of GFP-positive pulmonary epithelial cells in the lungs of le- thally irradiated mice, which had been transplanted with GFP + marrow cells. Work by others had shown that engrafted marrow cells could give rise to nonhematopoietic cells in a number of different organs. This led to the less then incisive proposal that plasticity could only be demonstrated if the re- sults were robust, from single cells, and functional [37]. This was the impetus for the perspective in nature, ignoratio elenchi, or red herrings [36]. These meaningless criteria nevertheless hurt the field and impaired progress. In our own

studies, we had demonstrated that the engraftment of GFP+ marrow cells into lethally irradiated mice resulted in the ap- pearance of GFP+ pulmonary epithelial cells in the lungs of transplanted mice [28]. Subsequent studies showed that when lung tissue was cultured opposite murine marrow cells, but separated from them by a cell impermeable 0.4mm mem- brane, the marrow cells expressed the pulmonary-specific mRNAs, surfactants A–D, aquaporin-5, and Clara cell- specific protein [29]. If the lungs were from mice exposed to 500 or 1,000 cGy whole body irradiation 5 days before cell harvest, the expression levels were significantly higher than if the lungs were from unirradiated mice. Conditioned media from the lungs reproduced these mRNA inducing effects, and it was then demonstrated that the active inducer of lung- specific mRNA was in the final pellet of the differential centrifugation (300, 10,000, 100,000 g). In the pellet, after the 100,000 g spin, were extracellular vesicles that turned out to be the active principle in the observed genetic change. We demonstrated that the surfactant protein was expressed in vesicle exposed marrow cells and the marrow cells, which expressed lung-specific mRNA, showed an increased effi- ciency in forming pulmonary epithelial cells after infusion into lethally irradiated mice. Using PKH26 (red fluores- cence)- and CFSE (green fluorescence)-stained vesicles, incubating them with murine marrow, and then separating the marrow cells into cells that expressed fluorescence (had taken up vesicles) or those that did not (had not taken up vesicles), we established that vesicle uptake was necessary for pulmonary mRNA induction in marrow cells [30]. The vesicles were found to be replete with mRNA, microRNA, protein, and noncoding long RNA. There was also some DNA in some vesicle preparations. Adhesion proteins were expressed on their surface [38]. Organ cocultures of murine liver, heart, and brain across from murine marrow cells, but separated from them by a 0.4 mm membrane showed tissue- specific expression of mRNA [30]. These results are sum- marized in Table 1.
In general, the marrow target cells only expressed the tissue-specific mRNA from the originator tissue.
We have found that RNase treatment of vesicles appears to suppress the mRNA induction mediated by the larger vesicles found in conditioned media or in the supernatant after the 10,000 g spin, but not in the exosome supernatant of a 300, 10,000, and 100,000 g differential centrifugation.
In further experiments, we evaluated the mechanism be- hind the mRNA induction in marrow cells exposed to mu- rine lung vesicles. We evaluated whether the induced lung mRNA in marrow cells derived from transferred mRNA,
Table 1. Expression of mRNA in Bone Marrow Cells Following Extracellular Vesicle Exposure
from the originator tissue, or whether it was induced from the target tissue. We utilized cocultures of rat lung across from mouse marrow or mouse lung across from rat mar- row and then analyzed the tissue for surfactant B and C mRNA using species-specific primers for surfactant B and C. We determined whether the observed mRNA was of rat or mouse origin [39]. Immediately after coculture, sur- factant B and C mRNAs were markedly elevated and the mRNAs were of both rat and mouse origin. These cells were then maintained in cytokine supported liquid culture. When rat lung was incubated across from mouse marrow cells, the mouse marrow cells in culture rapidly ceased to express the rat surfactant mRNA, but continued to express mouse sur- factant mRNA out to 12 weeks of culture (Fig. 1). Primers specific for rat and mouse surfactants (Sp) B and C were utilized. Cultures were supported by 50 ng steel factor per mL. The fold differences in mRNA levels are shown.
These experiments indicated that rat mRNA and a tran- scription factor inducing mouse mRNA were transferred to cocultured marrow cells; presumably, the rat mRNA was rapidly degraded, while the murine cells continued to pro- duce surfactant B and C mRNA. Thus, a stable epigenetic change appears to have been induced. Given the RNase sensitivity of the phenomena, we interpret these results as indicating that a RNA species, but not mRNA, induced transcription of pulmonary-specific mRNA in marrow cells. This would indicate action by either microRNA or a long noncoding RNA. These phenotypic changes are illustrated in Figure 2.
Lethally irradiated mice transplanted with marrow that had been cocultured with murine lung expressed surfactant C in the marrow, spleen, and liver, while engraftment and expression of lung-specific mRNA in the lungs of trans- planted mice were demonstrated utilizing male female transplants to identify cells deriving from marrow.
Vesicle Alteration of Cell Fate and Tissue Repair
We have touched on the work by the Camussi group above. This group showed that mesenchymal stem cells could reverse nonlethal toxic and ischemic renal injury [40,41]. These studies indicated that vesicles released from marrow-derived mesenchymal stem cells were the operative paracrine agent, stimulating proliferation and decreasing apoptosis. Human mesenchymal stem cell-specific mRNAs were shown to be transferred and translated into proteins both in vitro and in vivo in the renal tubular epithelial cells of mice with acute kidney injury. Subsequently, they in- vestigated the effects of mesenchymal stem cell-derived vesicles on severe combined immunodeficiency (SCID) mouse survival in lethal cisplatin-induced acute kidney in- jury [42]. Two different regimens of MV injection were used. A single administration of vesicles ameliorated renal function and morphology, and improved survival, but did not prevent chronic tubular injury and persistent increase in BUN and creatinine. Multiple injections of vesicles further decreased mortality and at day 21, surviving mice showed normal histology and renal function. The mechanism of protection was mainly ascribed to an antiapoptotic effect of vesicles. In vitro studies demonstrated that vesicles upre- gulated, in cisplatin-treated human tubular epithelial cells, anti-apoptotic genes such as Bcl-xL, Bcl2, and BIRC8, and
Originator tissue
Liver Brain
mRNA expressed in target marrow tissue
Surfactants A–D, aquaporin-5, Clara cell-specific protein
Albumin, serum amyloid A1
Glial fibrillary protein, b-3 tubulin,
neurofilament heavy chain Troponin 1, troponin 2, myosin
light chain 2

FIG. 1. Cross-species co-culture of lung cells and marrow cells showing de novo production of surfactant mRNA in target tissue.
downregulated genes that have a central role in the execu- tion phase of cell apoptosis such as Casp1, Casp8, and LTA. Further work from Torino indicates that vesicles from different sources may have a role in tendon repair [43], improving neovascularization in murine hindlimb ische- mia [44] and modulating repair of the damaged murine
liver [45].
Our own group in Providence has focused on irradiated or
monocrotaline-treated marrow and lung tissue, respectively [46,47]. We showed previously that infusion of GFP+ mu- rine marrow cells into lethally irradiated mice resulted in the formation of GFP+ pulmonary epithelial cells. More re- cently, we have investigated the impact of vesicles on mu- rine pulmonary hypertension. Monocrotaline administration to mice results in pulmonary hypertension and infusion of vesicles from monocrotaline-treated mice could induce pulmonary hypertension in normal mice infused with these vesicles. Preliminary studies indicate that vesicles from mesenchymal stem cells could reverse established pulmo- nary hypertension in monocrotaline-treated mice.
In a similar vein, we have evaluated the capacity of mesenchymal stem cell-derived vesicles to reverse marrow stem cell irradiation toxicity. Exposure of irradiated murine
marrow (100–500 cGy) to either human or murine mesen- chymal stem cell-derived vesicles resulted in a partial re- versal of radiation toxicity in an in vitro culture system and in vivo [48]. Additional work on the impact of acet- aminophen on liver vesicles has indicated that acet- aminophen injury induces increased vesicle release.
Vesicles and Cancer
Vesicles can affect the phenotype of cancer cells and normal cells depending upon the originator source. When explant prostate or lung cancer cells from human patients were cocultured across from fresh human marrow cells (normal volunteers), the human marrow cells variably ex- pressed prostate- or lung-specific mRNA [49,50]. This was due to cancer vesicle interactions with marrow cells. In cell line experiments, malignant prostate or breast cancer- derived vesicles induced chemoresistance and anchorage-in- dependent growth, neoplastic characteristics in the normal cell line cells. Conversely, if normal breast or prostate cell vesicles were interacted with malignant cells, there was a reversal of anchorage-independent growth and chemoresistance in the malignant cells [51]. The Torino group has developed

intriguing in vitro and in vivo data on reversibility of the cancer phenotype of sarcoma, ovarian, and hepatoma cancer cells [52]. Vesicles derived from human mesenchymal stem cells inhibited cell cycle progression in all these tumors and induced apoptosis in hepatoma and Kaposi’s cells and ne- crosis in ovarian cancer cells [52]. In vivo intratumor ad- ministration of vesicles in established tumors generated by subcutaneous injection of these cell lines in SCID mice significantly inhibited tumor growth. However, the timing of vesicle administration is critical as mesenchymal stem cell- derived vesicles promote neoangiogenesis and enhance tu- mor engraftment when administered at the time of tumor implantation. Vesicles may induce regression of an estab- lished tumor by favoring tumor cell apoptosis [52]. Vesicles released from human liver stem cells were also found to inhibit hepatoma growth by delivering antitumor miRNAs,
FIG. 2. A model of cellular phenotype modulation by ex- tracellular vesicles.
which promote tumor regression [53]. These miRNAs that are lacking in tumor cells may reprogram cells to a more benign phenotype. In normal hepatocytes, the same vesicles exhibited opposite effects because they already contain these microRNAs. Therefore, it seems that the biological effects of vesicles not only depend on the vesicle-carried molecules but also on the functional and metabolic state of recipient cells.
Importance of Treatment of Originator Cell and Cell Cycle State of Target Marrow Cell
The importance of the injury state of an originator tissue was demonstrated in studies showing that the genetic al- teration of murine marrow cells varied with the cell cycle status of the marrow cells and whether the originator lung was subjected to irradiation or not [38]. In these studies,
FIG. 3. The effects of ex- tracellular vesicles on target tissue depend on the nature of the originator tissue.

murine lineage-depleted Sca-1 + (Lin – /Sca-1 + ) marrow cells were cultured with interleukin-3 (IL-3), IL-6, IL-11, and steel factor, removed at 0 h (cell cycle phase G0/G1), 24h (late G1/early S), and 48h (late S/early G2M) and cocultured with lung tissue, lung-conditioned media (LCM), or lung-derived vesicles from mice exposed to irradiation (500 cGy 5 days previously) or not exposed. Alternatively, Lin – Sca-1 + cells were separated into G0/G1 and S/G2/M cell cycle phase populations by fluorescence-activated cell sorting (FACS) and used in coculture. Separately, lung- derived vesicles from irradiated and nonirradiated mice were analyzed for the presence of adhesion proteins. Peak pul- monary epithelial cell-specific mRNA expression was seen in G0/G1 cytokine-cultured cells cocultured with irradiated lung and in late G1/early S cells cocultured with nonirradiated lung. A similar pattern was seen in cytokine-cultured Lin- Sca-1+ cells cocultured with LCM or lung-derived vesicles and when FACS-separated Lin – Sca-1 + cells were used in coculture. Cells and lung-derived vesicles expressed adhesion proteins, which differed with irradiation exposure and cell cycle phase. This indicated a possible mechanism for dif- ferential vesicle cell entry. These data indicate that micro- vesicle modification of progenitor/stem cells is influenced by cell cycle and the treatment of the originator lung tissue. The concept of different vesicle effects depending on the nature of the originator tissue is presented in Figure 3. The stability of the functional effects of lung-derived vesicles was found to be preserved at 4°C or – 20°C with 1% DMSO/PBS out to at least 7 days.
Translational Potential of Vesicles
The above suggests that extracellular vesicles might have significant therapeutic potential in cancer or in the context of various tissue injuries. Reversal of irradia- tion injury to marrow stem cells by mesenchymal stem cell-derived vesicles could have a prominent role in ther- apeutics of bioterrorism victims or in the setting of che- moradiotherapy, while various renal or liver injuries could be approached in a similar fashion. Vesicles could be characterized for their effects and then stored for use in various therapeutic settings. Phase 1 clinical trials are en- visioned in the near future.
Author Disclosure Statement
No competing financial interests exist.

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    Address correspondence to:
    Dr. Peter J. Quesenberry Department of Medicine Rhode Island Hospital 593 Eddy Street Providence, RI 02903
    Received for publication December 9, 2013 Accepted after revision February 24, 2014 Prepublished on Liebert Instant Online February 25, 2014